Acorns funds12/12/2023 This document is current as of the last review date but subject to change thereafter.Ĭolumbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of See Appendix B-Entities That Have Adopted Policy To have a reasonable, independent basis for investment advice. Specifically, the fiduciary duty owed to clients means the following outcomes must be achieved: Operates or would operate as a fraud or deceit on a client.įunctions as a manipulative practice with respect to a client.įunctions as a manipulative practice with respect to securities. Misleads a client, including any statement that omits material facts. Prohibiting any activity which directly or indirectly: In connection with providing investment management services to clients, this includes To exercise a high degree of care to ensure that adequate and accurate representations and other information Identity, clients securities holdings information, and other non-public information. To keep all information about clients (including former clients) confidential, including the clients To refrain from favouring the interest of a particular client over the interests of another client. To act in a manner which satisfies the fiduciary duty owed to clients. To make full and fair disclosure of all material facts, particularly where the Firms interests may To act solely in the best interests of clients at all times. A number of specific obligationsįlow from the duty that is owed to clients, including: To Clients: Various regulations applicable to the Firms impose a fiduciary duty to act in the exclusive best interest of their clients at all times recognizing their role as a Trusted Adviser. It is important that the Firms are not seen to act on privileged information for personal gain. To privileged information concerning clients portfolios, the Firms trading intentions and trading activities, and that the Firms discharge their duties in a way that does not harm the interests of clients, the Firms or breach any legal It is essential that the Firms appropriately manage access See Appendix C-Other Policies Applicable to Covered PersonsĪll Covered Persons and certain household members, trusteeships and executorships of Covered Persons.Ĭonduct: The conduct of personal dealings in investments by Covered Persons (See Appendix A- Definitions for Covered Persons definition) employed by or affiliated with the Ameriprise Global Asset Management Entities 1 (the ∿irms) is a matter of the utmost importance to the organization, its clients, its regulators and to employees themselves. Guidelines on Compliance and Function for Fund Managers MAS guidelines on Risk Management Practices-Internal ControlsĬode of Conduct for Persons licensed by the Securities and Futures Commission SEC Rule 17j-1 of the Investment Company ActįCA Rule Conduct of Business Sourcebook (COBS) 11.7 * The Raiz mobile app has achieved an average rating of 4.Global Personal Account Dealing and Code of Ethics ^ Vickovich, A 2022, ‘Micro-investing market doubles as a Robinhood trend endures’, Australian Financial Review, 19 May, "Raiz" are registered trademarks of Raiz Invest Limited. Raiz Home Ownership Pty Ltd is 100% owned by Raiz Invest Australia Limited (ABN 26 604 402 815). Raiz Home Ownership Pty Ltd (ABN 14 645 876 937), an Australian Credit Representative number 528594 under Australian Credit Licence number 387025. Home loans are subject to approval from the lending institution and Raiz Home Ownership makes no warranties as to the success of an application until all relevant information has been provided. The Raiz Invest Super PDS contains all information on our super investment options and fees. A person should consider the information in the PDS and the other important information (including the Members Guide) which form part of the PDS. The PDS and TMD are issued by Equity Trustees Superannuation Limited (AFSL 229757, RSE Licence No L0001458) as Trustee of AMG Super. Raiz Invest Super is a Division of AMG Super. Our Raiz Invest account fees can be found here, with detailed explanations and examples in the PDS and FAQs. The risks of investing in these products are fully set out in the PDS and include the risks that would ordinarily apply to investing. A person should read and consider the PDS and TMD before deciding whether, or not, to acquire and continue to hold interests in these products. Product Disclosure Statements (PDS) and Target Market Determinations (TMD) for these products are available on the Raiz Invest website and App. The Raiz Invest Australia Fund and Raiz Property Fund are issued in Australia by Instreet Investment Limited (ACN 128 813 016 AFSL 434776) a subsidiary of Raiz Invest Limited and promoted by Raiz Invest Australia Limited (ACN 604 402 815). Raiz Invest Australia Limited – Authorised Representative of AFSL 434776.
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